John
Patterson

Carroll Financial Associates Inc

CRD#1588308
Investment Advisor
in Charlotte, NC
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About this Advisor

John Patterson is a certified financial planner operating in Charlotte, North Carolina, who has been in the industry for 32 years. Patterson is an employee of Carroll Financial Associates Inc. Patterson has gained experience at Carroll Financial Associates, Inc, Financial Network Investment Corporation and Cetera Advisor Networks LLC. Patterson maintains a Series 63 license, designating them as a securities representative, and is able to work in North Carolina and Texas. Carroll Financial Associates Inc is a firm that has its headquarters in Charlotte, North Carolina. The investment advisory business has offices in four locations and a total of 43 employees. It has $3 billion in assets under management across its 6,259 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 11 charitable organizations. Of its 6,259 customer accounts, just 14% are held by high-net-worth individuals who have greater than $1 million in investable assets. The advisory firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. Financial advisory fees typically depend on which service is provided. Fee types billed by Carroll Financial Associates Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

32 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

4201 Congress St. Suite 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management

$2,476,825,260

NC Average: $3,625,019,099
Total Number of Employees

43

NC Average: 22
Total Number of Accounts

6,259

NC Average: 1,917
Average Account Size

$395,722

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

John Patterson Work History

John has 32 years of experience.

2013 - Present (6 years)

Cetera Advisor Networks LLC

1994 - 2012 (18 years)

Financial Network Investment Corporation

1986 - Present (33 years)

Carroll Financial Associates, Inc

Disclosures

John Patterson has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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