John
Sherman

Bb&T Securities, LLC

CRD#2012304
Investment Advisor
in Charlotte, NC
Are you John Sherman? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

John Sherman is a certified financial planner in Charlotte, North Carolina. Currently a registered investment advisor with Bb&T Securities, LLC, they have accrued 15 years of practice in the financial advisory industry. Sherman maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Sherman can work with investors based out of South Carolina. Throughout their career, they have worked at Bank Of America, N.A, Banc Of America Investment Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bb&T Investment Services, Inc, Bb&T Securities, LLC and Bb&T Bank. Bb&T Securities, LLC is based out of Charlotte, North Carolina, and operates out of 1,470 offices in the country. In total, Bb&T Securities, LLC manages $19 billion in assets dispersed across 44,665 client accounts and employs more than 1,823 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the country. The firm manages 36,169 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 8% of the advisor firm's clients are high-net-worth individuals, meaning they have over $1 million in capital. Bb&T Securities, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

200 S College St 11Th Fl
Charlotte, NC 28202

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Bb&T Securities, LLC Brokerage Details

Total Assets Under Management

$20,257,150,583

NC Average: $1,835,309,194
Total Number of Employees

1,840

NC Average: 32
Total Number of Accounts

56,514

NC Average: 1,458
Average Account Size

$358,445

NC Average: $1,258,785

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

John Sherman Work History

John has 15 years of experience.

2018 - Present (1 years)

Bb&T Securities, LLC

2016 - Present (3 years)

Bb&T Investment Services, Inc

2016 - Present (3 years)

Bb&T Bank

2009 - 2016 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2003 - 2016 (13 years)

Bank Of America, N.A

2003 - 2009 (6 years)

Banc Of America Investment Services, Inc

Disclosures

John Sherman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started