John
Sontag

Wells Fargo Clearing Services, LLC

CRD#5084428
Investment Advisor
in Charlotte, NC
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About this Advisor

John Sontag is a certified financial planner operating out of Charlotte, North Carolina, who has been in the financial industry for 11 years. Sontag is currently employed by Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Wells Fargo Clearing Services, LLC, Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America, N.A. Sontag maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to advise clients in North Carolina and Texas. Wells Fargo Clearing Services, LLC is a financial advisory firm operating in Charlotte, North Carolina. It has offices in 6,557 locations and a total of 26,409 employees. It manages $473 billion in assets under management between its 1,432,715 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth individuals who have greater than $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules typically vary depending on the financial services offered. Fee types billed by Wells Fargo Clearing Services, LLC may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

401 S Tryon St 2Nd and 9Th Fls [Rbo]
Charlotte, NC 28202

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NC Average: $11,469,110,461
Total Number of Employees

26,352

NC Average: 458
Total Number of Accounts

1,434,106

NC Average: 33,415
Average Account Size

$302,067

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

John Sontag Work History

John has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2012 - 2015 (3 years)

Bank Of America, N.A

2007 - 2015 (8 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

John Sontag has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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