Cetera Investment Advisers LLC

Investment Advisor
in Raleigh, NC

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About this Advisor

John Ware is an investment advisor whose office is in Raleigh, North Carolina. Currently an investment advisor with Cetera Investment Advisers LLC, they have accrued 10 years of professional experience in the financial advisory industry. Ware has Series 63 and Series 66 licenses, designating them as a securities agent. Ware can work with investors in North Carolina. Over the course of their career, they have held roles at Bb&T Bank, Bb&T Investments, First National Bank Of Pa, Cetera Investment Advisers LLC and Cetera Investment Services LLC. Cetera Investment Advisers LLC is based out of Raleigh, North Carolina, and operates out of 1,614 other offices across the country. Overall, Cetera Investment Advisers LLC oversees $16 billion in assets throughout 78,591 accounts and employs more than 2,358 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the United States. The firm manages 70,273 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 19% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Cetera Investment Advisers LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

501 Fayetteville St 7Th Floor
Raleigh, NC 27601

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management


NC Average: $6,674,516,078
Total Number of Employees


NC Average: 44
Total Number of Accounts


NC Average: 2,564
Average Account Size


NC Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

John Ware Work History

John has 10 years of experience.

2018 - Present (3 years)

Cetera Investment Advisers LLC

2018 - Present (3 years)

Cetera Investment Services LLC

2017 - Present (4 years)

First National Bank Of Pa

2014 - 2017 (3 years)

Bb&T Bank

2010 - 2014 (4 years)

Bb&T Bank

2010 - 2017 (7 years)

Bb&T Investments


John Ware has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Cetera Investment Advisers LLC

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Jason Chiu
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Erik Johnson
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Marcelo Ubal
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Schanice Staples
Renton, WA
Christopher Van Tassell
Saint Cloud, MN
Haoping Yu
New York, NY
Andrew Kieffer
Winona, MN

This content was compiled from the SEC and FINRA.

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