Royal Alliance Associates, Inc
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About this Advisor
Joseph Cook is a certified financial planner operating out of Charlotte, North Carolina, who has been in the industry for 14 years. Cook currently works for Royal Alliance Associates, Inc. The advisor has gained experience at Royal Alliance Associates, Inc, Transamerica Financial Advisors, Inc and Signator Investors, Inc. Cook maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina and South Carolina. Royal Alliance Associates, Inc is a business based in Charlotte, North Carolina. The investment advisory business has offices in 459 locations and a total of 1,933 financial advisors. It controls $8 billion in assets across its 30,657 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advisory services to 40 charities and foundations. Of its 30,657 accounts, just 13% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on which service is offered. Fee types billed by Royal Alliance Associates, Inc likely include any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Royal Alliance Associates, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Joseph Cook Work History
Joseph has 14 years of experience.
Royal Alliance Associates, Inc
Signator Investors, Inc
Transamerica Financial Advisors, Inc
Joseph Cook has no disclosures.
Please visit their SEC profile for more details.