Joseph
Cook

Royal Alliance Associates, Inc

CRD#2180755
Investment Advisor
in Charlotte, NC
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About this Advisor

Joseph Cook is a certified financial planner operating out of Charlotte, North Carolina, who has been in the industry for 14 years. Cook currently works for Royal Alliance Associates, Inc. The advisor has gained experience at Royal Alliance Associates, Inc, Transamerica Financial Advisors, Inc and Signator Investors, Inc. Cook maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in North Carolina and South Carolina. Royal Alliance Associates, Inc is a business based in Charlotte, North Carolina. The investment advisory business has offices in 459 locations and a total of 1,933 financial advisors. It controls $8 billion in assets across its 30,657 customer accounts, placing it among the biggest firms in the United States by assets under management. The firm provides financial advisory services to 40 charities and foundations. Of its 30,657 accounts, just 13% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on which service is offered. Fee types billed by Royal Alliance Associates, Inc likely include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2820 Selwyn Avenue Suite 450
Charlotte, NC 28209

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

NC Average: $10,121,009,343
Total Number of Employees

2,951

NC Average: 92
Total Number of Accounts

62,916

NC Average: 6,978
Average Account Size

$200,603

NC Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joseph Cook Work History

Joseph has 14 years of experience.

2018 - Present (1 year)

Royal Alliance Associates, Inc

2016 - Present (3 years)

Signator Investors, Inc

2004 - Present (15 years)

Transamerica Financial Advisors, Inc

Disclosures

Joseph Cook has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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