Joseph
Hayes

Synergy Investment Group, LLC

CRD#4289211
Investment Advisor
in Kannapolis, NC

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About this Advisor

Joseph Hayes is a financial advisor based in Kannapolis, North Carolina. Currently a registered advisor with Synergy Investment Group, LLC, they have accumulated 15 years of experience as an investment advisor. Hayes maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Hayes is registered to operate in North Carolina and Pennsylvania. Throughout their career, Hayes has worked at Synergy Investment Group LLC and Sterne Agee. Synergy Investment Group, LLC is headquartered in Kannapolis, North Carolina, and has three other offices across the nation. In aggregate, Synergy Investment Group, LLC manages $33 million in assets across 280 client accounts and retains eight staff members. The amount of assets the firm manages makes it one of the smaller financial advisory firms in the nation. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the advisor firm's 280 clients are regarded as high-net-worth individuals, who are defined as investors who have more than $1 million in assets. Synergy Investment Group, LLC provides financial planning services, portfolio management for individuals and small businesses and selection of other advisers. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

708 Mclain Road
Kannapolis, NC 28083

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Synergy Investment Group, LLC Brokerage Details

Total Assets Under Management

$32,899,270

NC Average: $3,625,019,099
Total Number of Employees

8

NC Average: 22
Total Number of Accounts

280

NC Average: 1,917
Average Account Size

$117,497

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Joseph Hayes Work History

Joseph has 15 years of experience.

2012 - Present (9 years)

Sterne Agee

2005 - 2012 (7 years)

Synergy Investment Group LLC

Disclosures

Joseph Hayes has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Synergy Investment Group, LLC

Jeffrey Vaughn
Kannapolis, NC
Joseph Hayes
Kannapolis, NC
Kenneth Eirkson
Kannapolis, NC
Tonimarie Vaughan
Kannapolis, NC
Michael Dipuppo
Kannapolis, NC
Robert Dipuppo
Kannapolis, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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