Karen
Shane

Wells Fargo Clearing Services, LLC

CRD#4763729
Investment Advisor
in Charlotte, NC
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About this Advisor

Karen Shane is a certified financial planner based out of Charlotte, North Carolina, with 10 years of professional experience. Shane is an advisor for Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Shane maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to advise clients in Florida, North Carolina and Texas. Wells Fargo Clearing Services, LLC is a financial advisory firm that has its headquarters in Charlotte, North Carolina. The company has offices in 6,557 locations and a total of 26,409 financial advisors. It administers $473 billion in assets across its 1,432,715 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% are associated with high-net-worth clients who have greater than $1 million in assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fees are based on the type of financial services provided. However, fee types charged by Wells Fargo Clearing Services, LLC can include some blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

6000 Fairview Dr Ste 800
Charlotte, NC 28210

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Karen Shane Work History

Karen has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2008 - 2009 (1 years)

Wachovia Securities, LLC

Disclosures

Karen Shane has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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