Carroll Financial Associates Inc
About this Advisor
Katherine Newton is a certified financial planner and chartered financial consultant who lives in Hickory, North Carolina. Currently a registered advisor with Carroll Financial Associates Inc, Newton has 19 years of professional experience. Newton has a Series 63 license, which certifies them as a securities representative. Newton is able to operate based out of Louisiana, North Carolina and Texas. Newton has gained experience at Financial Network Inv. Corp, Cetera Advisor Networks LLC, Carroll Financial Associates, Inc and Waite Financial LLC. Carroll Financial Associates Inc is based out of Hickory, North Carolina, and has five additional offices in the nation. In aggregate, Carroll Financial Associates Inc manages $4 billion in assets across 8,704 client accounts and employs more than 52 people. The amount of assets the firm manages makes it one of the biggest investment advisory firms in the United States. The firm manages 8,216 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 18% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in capital. Carroll Financial Associates Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Carroll Financial Associates Inc Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
Katherine Newton Work History
Katherine has 19 years of experience.
Carroll Financial Associates, Inc
Cetera Advisor Networks LLC
Waite Financial LLC
Financial Network Inv. Corp
Katherine Newton has no disclosures.
Please visit their SEC profile for more details.
Financial Advisors at Carroll Financial Associates Inc
Rock Hill, SC
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.