Kelly
Gallo

Vanguard Advisers Inc

CRD#5602712
Investment Advisor
in Charlotte, NC
Are you Kelly Gallo? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kelly Gallo is a certified financial planner in Charlotte, North Carolina. Currently a registered advisor with Vanguard Advisers Inc, they have accrued 10 years of work experience as a financial advisor. Gallo holds a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Gallo is registered to work with investors in North Carolina and Texas. The advisor has gained experience at Ubs Financial Services, Wells Fargo Advisors, LLC, Ubs Financial Services Inc and The Vanguard Group, Inc. Vanguard Advisers Inc is based out of Charlotte, North Carolina, and operates out of three other locations in the United States. Overall, Vanguard Advisers Inc manages $151 billion in assets throughout 661,667 accounts and retains more than 878 people. The firm's total assets under management makes it one of the biggest investment advisory firms in the country. The firm manages 661,632 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 4% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Vanguard Advisers Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

Yes

Office Location

2525 Water Ridge Pkwy 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Kelly Gallo Work History

Kelly has 10 years of experience.

2015 - Present (4 years)

The Vanguard Group, Inc

2014 - 2015 (1 year)

Ubs Financial Services Inc

2013 - 2014 (1 year)

Ubs Financial Services Inc

2009 - 2009 (< 1 year)

Wells Fargo Advisors, LLC

2009 - 2013 (4 years)

Ubs Financial Services Inc

2008 - 2009 (1 year)

Ubs Financial Services

Disclosures

Kelly Gallo has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started