Kenneth
Helms

Vanguard Advisers Inc

CRD#4977114
Investment Advisor
in Charlotte, NC
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About this Advisor

Kenneth Helms is a certified financial planner operating in Charlotte, North Carolina, who has 13 years of experience as a financial advisor. Helms is on the advisory team at Vanguard Advisers Inc. During their career, Helms has held roles at American Funds Distributors, Inc, The Vanguard Group, Inc and Wells Fargo Bank. Helms has a Series 63 license, designating them as a securities representative, and is registered to advise clients in North Carolina and Texas. Vanguard Advisers Inc is a registered investment company that has its headquarters in Charlotte, North Carolina. The investment advisory business has offices in three locations and a total of 878 advisors. It oversees $151 billion in total assets across its 661,667 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 583 charitable organizations. Of its 661,667 customer accounts, just 4% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Vanguard Advisers Inc performs a diverse assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors typically are based on the type of financial services offered. However, fees charged by Vanguard Advisers Inc likely are comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Kenneth Helms Work History

Kenneth has 13 years of experience.

2010 - Present (9 years)

The Vanguard Group, Inc

2010 - 2010 (0 years)

Wells Fargo Bank

2005 - 2009 (4 years)

American Funds Distributors, Inc

Disclosures

Kenneth Helms has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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