Carroll Financial Associates Inc
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About this Advisor
Larry Carroll is a certified financial planner who is based out of Charlotte, North Carolina. Currently a registered advisor with Carroll Financial Associates Inc, they have accumulated a notable 34 years of experience as a registered investment advisor. Carroll holds a Series 63 license, certifying the advisor as a securities representative. Carroll is registered to serve customers in Louisiana, Texas and North Carolina. Carroll has gained experience at Cetera Advisor Networks LLC, Carroll Financial Associates, Inc and Financial Network Investment Corporation. Carroll Financial Associates Inc is headquartered in Charlotte, North Carolina, and operates out of four other locations in the country. In aggregate, Carroll Financial Associates Inc manages $3 billion in assets across 6,259 accounts and employs more than 43 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the nation. The firm manages 5,848 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 14% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Carroll Financial Associates Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Carroll Financial Associates Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Educational seminars/workshops
Larry Carroll Work History
Larry has 34 years of experience.
Cetera Advisor Networks LLC
Carroll Financial Associates, Inc
Financial Network Investment Corporation
Larry Carroll has disclosures.
Please visit their SEC profile for more details.