Larry
Carroll

Carroll Financial Associates Inc

CRD#1026306
Investment Advisor
in Charlotte, NC
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About this Advisor

Larry Carroll is a certified financial planner who is based out of Charlotte, North Carolina. Currently a registered advisor with Carroll Financial Associates Inc, they have accumulated a notable 34 years of experience as a registered investment advisor. Carroll holds a Series 63 license, certifying the advisor as a securities representative. Carroll is registered to serve customers in Louisiana, Texas and North Carolina. Carroll has gained experience at Cetera Advisor Networks LLC, Carroll Financial Associates, Inc and Financial Network Investment Corporation. Carroll Financial Associates Inc is headquartered in Charlotte, North Carolina, and operates out of four other locations in the country. In aggregate, Carroll Financial Associates Inc manages $3 billion in assets across 6,259 accounts and employs more than 43 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the nation. The firm manages 5,848 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 14% of the advisory firm's clients are high-net-worth individuals, meaning they have greater than $1 million in assets. Carroll Financial Associates Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

4201 Congress St. Suite 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management

$2,463,897,753

NC Average: $3,625,019,099
Total Number of Employees

46

NC Average: 22
Total Number of Accounts

6,776

NC Average: 1,917
Average Account Size

$363,621

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Larry Carroll Work History

Larry has 34 years of experience.

2013 - Present (6 years)

Cetera Advisor Networks LLC

1994 - 2012 (18 years)

Financial Network Investment Corporation

1984 - Present (35 years)

Carroll Financial Associates, Inc

Disclosures

Larry Carroll has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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