Lee
Willaford

Wells Fargo Clearing Services, LLC

CRD#3248180
Investment Advisor
in Charlotte, NC
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About this Advisor

Lee Willaford is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered investment advisor at Wells Fargo Clearing Services, LLC, they have gathered 11 years of professional experience in the financial advisory industry. Willaford has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Willaford is registered to advise investors based out of North Carolina. Willaford has gained experience at Tiaa-Cref, Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is located in Charlotte, North Carolina, and operates out of 6,557 other brick-and-mortar locations across the country. As a registered investment firm, Wells Fargo Clearing Services, LLC manages $473 billion in assets across 1,432,715 client accounts and retains more than 26,409 people. The level of assets currently under the firm's management makes it one of the largest firms in the country. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 39% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Wells Fargo Clearing Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

401 S Tryon St 18Th Fl
Charlotte, NC 28202

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NC Average: $11,469,110,461
Total Number of Employees

26,352

NC Average: 458
Total Number of Accounts

1,434,106

NC Average: 33,415
Average Account Size

$302,067

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Lee Willaford Work History

Lee has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

2007 - 2013 (6 years)

Tiaa-Cref

Disclosures

Lee Willaford has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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