Leigh Ann
Rotz

First Citizens Investor Services, Inc

CRD#4503951
Investment Advisor
in Raleigh, NC

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About this Advisor

Leigh Ann Rotz is a financial advisor operating in Raleigh, North Carolina, who has been in the industry for 10 years. Rotz currently works for First Citizens Investor Services, Inc. Over the course of their career, they have held roles at Hatteras Capital Distributors, LLC, Hatteras Investment Partners LLC, Pnc Investments, Pnc Bank, First Citizens Bank and First Citizens Investor Services. Rotz holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and can advise clients in North Carolina. First Citizens Investor Services, Inc is an advisory firm that has its headquarters in Raleigh, North Carolina. The company has offices in 72 locations and a total of 175 financial advisors. It handles $981 million in total assets across its 3,584 client accounts, placing it among the bigger financial advisory firms in the nation by assets under management. The firm serves two charities and foundations. Of its 3,584 accounts, just 2% are associated with high-net-worth individuals who have greater than $1 million in assets. The business has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial management typically vary depending on which services the firm provides the client. However, fees billed by First Citizens Investor Services, Inc can be comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

4300 Six Forks Road
Raleigh, NC 27609

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First Citizens Investor Services, Inc Brokerage Details

Total Assets Under Management

$980,920,651

NC Average: $3,625,019,099
Total Number of Employees

175

NC Average: 22
Total Number of Accounts

3,584

NC Average: 1,917
Average Account Size

$273,694

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Leigh Ann Rotz Work History

Leigh Ann has 10 years of experience.

2017 - Present (4 years)

First Citizens Bank

2017 - Present (4 years)

First Citizens Investor Services

2015 - 2017 (2 years)

Pnc Investments

2015 - 2017 (2 years)

Pnc Bank

2013 - 2015 (2 years)

Pnc Bank

2010 - 2013 (3 years)

Hatteras Capital Distributors, LLC

2010 - 2013 (3 years)

Hatteras Investment Partners LLC

Disclosures

Leigh Ann Rotz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at First Citizens Investor Services, Inc

Jacob Hedrick
King, NC
Sarah Scheld
Huntersville, NC
Ryan Hedlund
Columbia, SC
Leigh Ann Rotz
Raleigh, NC
Brian Karg
Wilmington, NC
Channing Hamby
Hayesville, NC
John Swindell
Raleigh, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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