Lisa
Shaw

Raymond James Financial Services Advisors, Inc

CRD#2228330
Investment Advisor
in Charlotte, NC
Are you Lisa Shaw? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Lisa Shaw is a certified financial planner who works out of Charlotte, North Carolina, who has been in the financial industry for 18 years. Shaw is currently employed by Raymond James Financial Services Advisors, Inc. Their career trajectory has included roles at Morgan Keegan & Company, Inc, Wells Fargo Advisors Financial Network LLC, Raymond James Financial Services Advisors Inc and Raymond James Financial Services, Inc. Shaw holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to work in North Carolina and Texas. Raymond James Financial Services Advisors, Inc is an advisory firm based in Charlotte, North Carolina. It has offices in 2,040 locations and a total of 5,600 advisors. It has $81 billion in total assets across its 280,698 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 100 charities and foundations. Of its 280,698 accounts, just 7% belong to high-net-worth investors who have at least $1 million in investable assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which services are provided. However, fees charged by Raymond James Financial Services Advisors, Inc most likely consist of any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

6805 Morrison Boulevard Suite 490
Charlotte, NC 28211

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Raymond James Financial Services Advisors, Inc Brokerage Details

Total Assets Under Management

$103,692,335,631

NC Average: $1,855,561,029
Total Number of Employees

6,224

NC Average: 62
Total Number of Accounts

343,734

NC Average: 2,474
Average Account Size

$301,664

NC Average: $750,025

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Lisa Shaw Work History

Lisa has 18 years of experience.

2017 - Present (2 years)

Raymond James Financial Services Advisors Inc

2017 - Present (2 years)

Raymond James Financial Services, Inc

2009 - 2017 (8 years)

Wells Fargo Advisors Financial Network LLC

2000 - 2009 (9 years)

Morgan Keegan & Company, Inc

Disclosures

Lisa Shaw has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started