Maria Dianne
Ergas

Vanguard Advisers Inc

CRD#4624836
Investment Advisor
in Charlotte, NC
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About this Advisor

Maria Dianne Ergas is a certified financial planner operating in Charlotte, North Carolina, who has 10 years of work experience. Ergas is an employee of Vanguard Advisers Inc. Throughout their career, Ergas has worked at Jeff Todd, Northwestern Mutual Investment Services, LLC, Cssc Brokerage Services, Inc, Cssc Investment Advisory Services, Inc, Community Trust & Investment Company and The Vanguard Group, Inc. Ergas maintains Series 66 and Series 63 licenses, certifying them as a securities agent, and is approved to operate in North Carolina and Texas. Vanguard Advisers Inc is a firm based out of Charlotte, North Carolina. It has offices in three locations and a total of 878 employees. It manages $151 billion in total assets among its 661,667 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 583 charitable organizations. Of its 661,667 customer accounts, just 4% belong to high-net-worth investors who have at least $1 million in investable assets. The business offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services depend on which services the firm provides the client. However, fees billed by Vanguard Advisers Inc most likely are comprised of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66, Series 63, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Parkway 1 North Falls Plaza, Ste 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$151,085,275,109

NC Average: $15,833,994,310
Total Number of Employees

878

NC Average: 41
Total Number of Accounts

661,667

NC Average: 3,342
Average Account Size

$228,340

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Maria Dianne Ergas Work History

Maria Dianne has 10 years of experience.

2016 - Present (3 years)

The Vanguard Group, Inc

2012 - 2015 (3 years)

Community Trust & Investment Company

2010 - 2011 (1 years)

Cssc Brokerage Services, Inc

2010 - 2011 (1 years)

Cssc Investment Advisory Services, Inc

2008 - 2010 (2 years)

Jeff Todd

2008 - 2010 (2 years)

Northwestern Mutual Investment Services, LLC

2008 - 2010 (2 years)

Northwestern Mutual Investment Services, LLC

Disclosures

Maria Dianne Ergas has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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