Michael
Proud

Wells Fargo Clearing Services, LLC

CRD#3181362
Investment Advisor
in Charlotte, NC
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About this Advisor

Michael Proud is a certified financial planner whose office is in Charlotte, North Carolina. Currently an investment advisor at Wells Fargo Clearing Services, LLC, Proud has 16 years of professional experience. Proud has Series 63 and Series 66 licenses, certifying them as a securities representative. Proud can act as an advisor in North Carolina. Throughout their career, Proud has worked at Wachovia Securities, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Charlotte, North Carolina, and has 6,557 other offices in the country. In aggregate, Wells Fargo Clearing Services, LLC manages $473 billion in assets throughout 1,432,715 client accounts and employs more than 26,409 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the nation. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 39% of the firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

2333 Randolph Rd Ste 100
Charlotte, NC 28207

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NC Average: $11,469,110,461
Total Number of Employees

26,352

NC Average: 458
Total Number of Accounts

1,434,106

NC Average: 33,415
Average Account Size

$302,067

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Michael Proud Work History

Michael has 16 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2002 - 2009 (7 years)

Wachovia Securities, LLC

Disclosures

Michael Proud has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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