Nicholas
Fraser

Wells Fargo Clearing Services, LLC

CRD#6223678
Investment Advisor
in Charlotte, NC
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About this Advisor

Nicholas Fraser is a certified financial planner in Charlotte, North Carolina. Currently a registered financial advisor with Wells Fargo Clearing Services, LLC, Fraser has 15 years of work experience in the financial advisory industry. Fraser maintains a Series 66 license, certifying the advisor as both a securities agent and an investment advisor representative. Fraser is able to work with customers in North Carolina. Throughout their career, Fraser has worked at Wells Fargo Clearing Services, LLC, Student and Wells Fargo Advisors, LLC. Wells Fargo Clearing Services, LLC is headquartered in Charlotte, North Carolina, and operates out of 6,557 offices throughout the United States. Overall, Wells Fargo Clearing Services, LLC oversees $473 billion in assets throughout 1,432,715 accounts and retains more than 26,409 people. The amount of assets the firm manages makes it one of the largest investment advisory firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 39% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in assets. Wells Fargo Clearing Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

6000 Fairview Dr Ste 800
Charlotte, NC 28210

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Nicholas Fraser Work History

Nicholas has 15 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

2003 - 2013 (10 years)

Student

Disclosures

Nicholas Fraser has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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