Paul
Sercer

Wells Fargo Clearing Services, LLC

CRD#3209682
Investment Advisor
in Charlotte, NC
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About this Advisor

Paul Sercer is a certified financial planner located in Charlotte, North Carolina. Currently a registered financial advisor with Wells Fargo Clearing Services, LLC, Sercer has 15 years of professional experience in the financial advisory industry. Sercer has Series 63, Series 65 and Series 66 licenses, designating them as both a securities agent and an investment advisor representative. Sercer is registered to work with customers based out of North Carolina and Texas. Over the course of their career, Sercer has held roles at Wachovia Securities, LLC-Isg, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Charlotte, North Carolina, and has 6,557 additional locations throughout the country. As a registered advisory firm, Wells Fargo Clearing Services, LLC oversees $473 billion in assets throughout 1,432,715 accounts and retains more than 26,409 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 39% of the investment firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

401 S Tryon St 2Nd and 9Th Fls [Rbo]
Charlotte, NC 28202

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Paul Sercer Work History

Paul has 15 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2003 - 2009 (6 years)

Wachovia Securities, LLC-Isg

Disclosures

Paul Sercer has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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