Peter
Sargent

Janney Montgomery Scott LLC

CRD#2251991
Investment Advisor
in Raleigh, NC
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About this Advisor

Peter Sargent is a certified financial planner and chartered financial analyst working out of Raleigh, North Carolina, with 26 years of experience as a financial advisor. Sargent is an advisor for Janney Montgomery Scott LLC. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc and Janney Montgomery Scott LLC. Sargent has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in California, New Jersey, Pennsylvania, Texas and North Carolina. Janney Montgomery Scott LLC is a business that has its headquarters in Raleigh, North Carolina. The investment advisory business has offices in 104 locations and a total of 1,884 financial advisors. It handles $35 billion in total assets between its 118,446 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 743 charitable organizations. Of its 118,446 client accounts, 23% belong to high-net-worth investors who have greater than $1 million in assets available to invest. The business provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advisory services usually depend on which services the firm provides the client. However, fees billed by Janney Montgomery Scott LLC can be comprised of any blend of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Analyst

Years of Experience

26 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

4140 Parklake Avenue Glenlake One, Suite 300
Raleigh, NC 27612

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Janney Montgomery Scott LLC Brokerage Details

Total Assets Under Management

$34,674,646,685

NC Average: $15,833,994,310
Total Number of Employees

1,884

NC Average: 41
Total Number of Accounts

118,446

NC Average: 3,342
Average Account Size

$292,746

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Peter Sargent Work History

Peter has 26 years of experience.

2012 - Present (7 years)

Janney Montgomery Scott LLC

1992 - 2012 (20 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Peter Sargent has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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