Richard
Curran

Independent Advisor Alliance, LLC

CRD#2755803
Investment Advisor
in Charlotte, NC
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About this Advisor

Richard Curran is a certified financial planner in Charlotte, North Carolina. Currently a registered advisor at Independent Advisor Alliance, LLC, they have gathered 15 years of practice in the financial advisory industry. Curran holds Series 63 and Series 65 licenses, qualifying the advisor as both a securities agent and an investment advisor representative. Curran is registered to operate in California, Maryland, South Carolina, Florida, North Carolina and Texas. Curran has spent their whole career at Independent Advisor Alliance, LLC. Independent Advisor Alliance, LLC is based out of Charlotte, North Carolina, and operates out of 87 offices in the United States. In total, Independent Advisor Alliance, LLC manages $3 billion in assets across 15,183 accounts and retains more than 107 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the United States. The firm manages 15,094 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. None of the investment firm's 15,183 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Independent Advisor Alliance, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

12610 N. Community House Rd Ste 204
Charlotte, NC 28277

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$3,103,083,445

NC Average: $3,625,019,099
Total Number of Employees

107

NC Average: 22
Total Number of Accounts

15,183

NC Average: 1,917
Average Account Size

$204,379

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Richard Curran Work History

Richard has 15 years of experience.

2003 - Present (16 years)

Lpl Financial, LLC

Disclosures

Richard Curran has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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