Robert
Smith

Thayer Financial, L.L.C

CRD#6600354
Investment Advisor
in Hickory, NC

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About this Advisor

Robert Smith is a certified financial planner and chartered financial consultant whose office is in Hickory, North Carolina. Currently an investment advisor with Thayer Financial, L.L.C, they have gathered 14 years of professional experience in the financial advisory industry. Smith maintains Series 63 and Series 65 licenses, which certify them as both a securities agent and an investment advisor representative. Smith is registered to work with investors based out of North Carolina and Texas. The advisor has gained experience at Us Army, Corning-Gilbert, Inc, Corning Optical Communications, Axa Advisors, LLC, Thayer Financial, LLC and Thayer Financial - Sagepoint Financial. Thayer Financial, L.L.C is headquartered in Hickory, North Carolina. In aggregate, Thayer Financial, L.L.C oversees $9 million in assets covering 62 accounts and retains two staff members. The level of assets currently under the firm's management places it among the smaller investment advisory firms in the country. The firm manages 60 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 20% of the firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Thayer Financial, L.L.C offers financial planning services, portfolio management for individuals and small businesses, pension consulting services and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Consultant

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

439 4Th Street Sw
Hickory, NC 28602

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Thayer Financial, L.L.C Brokerage Details

Total Assets Under Management

$9,069,487

NC Average: $3,625,019,099
Total Number of Employees

2

NC Average: 22
Total Number of Accounts

62

NC Average: 1,917
Average Account Size

$146,282

NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops

Robert Smith Work History

Robert has 14 years of experience.

2018 - Present (3 years)

Thayer Financial, LLC

2018 - 2019 (1 year)

Thayer Financial - Sagepoint Financial

2016 - 2018 (2 years)

Axa Advisors, LLC

2013 - 2016 (3 years)

Corning Optical Communications

2011 - 2013 (2 years)

Corning-Gilbert, Inc

2006 - 2011 (5 years)

Us Army

Disclosures

Robert Smith has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Thayer Financial, L.L.C

Robert Smith
Hickory, NC

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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