Principal Securities, Inc

Investment Advisor
in Raleigh, NC
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About this Advisor

Ryan Pope is a certified financial planner who works in Raleigh, North Carolina. Currently an advisor at Principal Securities, Inc, Pope has 13 years of practice as a financial advisor. Pope has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative. Pope can work with investors based out of North Carolina. Over the course of their career, they have held roles at Comerica Bank, Financial Directions, Mid Atlantic Executive Benefits, Principal Life Insurance Co, Campbell University, Principal Securities Inc, Allstate Insurance, Bethlehem Baptist Church and Nc State University. Principal Securities, Inc is headquartered in Raleigh, North Carolina, and has 354 additional brick-and-mortar locations throughout the nation. In total, Principal Securities, Inc oversees $6 billion in assets dispersed across 28,235 client accounts and retains more than 1,687 people. The firm's total assets under management makes it one of the largest financial advisory firms in the country. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm's fees may include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

4141 Parklake Ave Ste 510
Raleigh, NC 27612

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


NC Average: $9,259,360,772
Total Number of Employees


NC Average: 166
Total Number of Accounts


NC Average: 7,189
Average Account Size


NC Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Ryan Pope Work History

Ryan has 13 years of experience.

2017 - Present (2 years)

Mid Atlantic Executive Benefits

2016 - Present (3 years)

Principal Life Insurance Co

2016 - Present (3 years)

Principal Securities Inc

2011 - 2016 (5 years)

Comerica Bank

2009 - 2010 (1 year)

Campbell University

2009 - 2011 (2 years)

Allstate Insurance

2008 - 2009 (1 year)

Financial Directions

2007 - 2009 (2 years)

Bethlehem Baptist Church

2005 - 2009 (4 years)

Nc State University


Ryan Pope has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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