Samuel
Williams

Compass Capital Corporation

CRD#4409918
Investment Advisor
in Raleigh, NC
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About this Advisor

Samuel Williams is a certified financial planner who works out of Raleigh, North Carolina. Currently a registered financial advisor with Compass Capital Corporation, Williams has 14 years of experience in the financial advisory industry. Williams has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Williams is able to operate based out of North Carolina. Over the course of their career, Williams has held roles at Stifel Nicolaus & Co., Inc and Compass Capital Corporation. Compass Capital Corporation is located in Raleigh, North Carolina, and has three other brick-and-mortar locations across the United States. In aggregate, Compass Capital Corporation manages $239 million in assets across 682 client accounts and retains 15 staff members. The firm's total assets under management makes it one of the mid-sized investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 5% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Compass Capital Corporation can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4141 Banks Stone Drive
Raleigh, NC 27603

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Compass Capital Corporation Brokerage Details

Total Assets Under Management

$238,891,869

NC Average: $16,012,751,954
Total Number of Employees

15

NC Average: 118
Total Number of Accounts

682

NC Average: 4,567
Average Account Size

$350,281

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Samuel Williams Work History

Samuel has 14 years of experience.

2018 - Present (1 years)

Compass Capital Corporation

2004 - 2018 (14 years)

Stifel Nicolaus & Co., Inc

Disclosures

Samuel Williams has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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