Compass Capital Corporation
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About this Advisor
Samuel Williams is a certified financial planner who works out of Raleigh, North Carolina. Currently a registered financial advisor with Compass Capital Corporation, Williams has 14 years of experience in the financial advisory industry. Williams has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Williams is able to operate based out of North Carolina. Over the course of their career, Williams has held roles at Stifel Nicolaus & Co., Inc and Compass Capital Corporation. Compass Capital Corporation is located in Raleigh, North Carolina, and has three other brick-and-mortar locations across the United States. In aggregate, Compass Capital Corporation manages $239 million in assets across 682 client accounts and retains 15 staff members. The firm's total assets under management makes it one of the mid-sized investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 5% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Compass Capital Corporation can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Compass Capital Corporation Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Samuel Williams Work History
Samuel has 14 years of experience.
Compass Capital Corporation
Stifel Nicolaus & Co., Inc
Samuel Williams has no disclosures.
Please visit their SEC profile for more details.