Sarah
Schweppe

Wells Fargo Clearing Services, LLC

CRD#6238261
Investment Advisor
in Charlotte, NC
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About this Advisor

Sarah Schweppe is a certified financial planner whose office is in Charlotte, North Carolina. Currently a registered investment advisor with Wells Fargo Clearing Services, LLC, Schweppe has 14 years of professional experience as a financial advisor. Schweppe holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative. Schweppe is registered to advise investors in North Carolina and Texas. Throughout their career, they have worked at Wells Fargo Clearing Services, LLC, School, Wells Fargo Advisors, LLC and Bank Of America. Wells Fargo Clearing Services, LLC is headquartered in Charlotte, North Carolina, and has 6,557 brick-and-mortar locations across the country. Overall, Wells Fargo Clearing Services, LLC oversees $473 billion in assets across 1,432,715 client accounts and retains more than 26,409 people. The amount of assets the firm manages places it among the largest investment advisory firms in the nation. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 39% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Wells Fargo Clearing Services, LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

6000 Fairview Dr Ste 800
Charlotte, NC 28210

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

NC Average: $11,469,110,461
Total Number of Employees

26,409

NC Average: 458
Total Number of Accounts

1,432,715

NC Average: 33,415
Average Account Size

$330,143

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Sarah Schweppe Work History

Sarah has 14 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

2011 - 2014 (3 years)

Bank Of America

2004 - 2011 (7 years)

School

Disclosures

Sarah Schweppe has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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