Stephanie
Bass

Wells Fargo Clearing Services, LLC

CRD#3134340
Investment Advisor
in Raleigh, NC
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About this Advisor

Stephanie Bass is a certified financial planner located in Raleigh, North Carolina. Currently a registered advisor with Wells Fargo Clearing Services, LLC, Bass has 15 years of work experience in the financial advisory industry. Bass holds Series 63, Series 65 and Series 66 licenses, designating the advisor as both a securities agent and an investment advisor representative. Bass is registered to serve customers in North Carolina and Texas. Throughout their career, Bass has worked at Banc Of America Investment Services, Inc, Banc Of America Insurance Services, Inc, Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, Na, Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is headquartered in Raleigh, North Carolina, and operates out of 6,557 other offices throughout the country. As a firm, Wells Fargo Clearing Services, LLC oversees $473 billion in assets across 1,432,715 client accounts and retains more than 26,409 people. The firm's total assets under management places it among the biggest firms in the United States. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 39% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in capital. Wells Fargo Clearing Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Series 66, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

150 Fayetteville St 7Th Fl [R2-Rbo]
Raleigh, NC 27601

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

NC Average: $11,469,110,461
Total Number of Employees

26,352

NC Average: 458
Total Number of Accounts

1,434,106

NC Average: 33,415
Average Account Size

$302,067

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephanie Bass Work History

Stephanie has 15 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors, LLC

2009 - 2009 (< 1 year)

Merrill Lynch, Pierce, Fenner & Smith Inc

2009 - 2014 (5 years)

Bank Of America, Na

2003 - 2009 (6 years)

Banc Of America Investment Services, Inc

2003 - 2009 (6 years)

Banc Of America Insurance Services, Inc

Disclosures

Stephanie Bass has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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