Stephen
Norris

Park Avenue Securities LLC

CRD#5695267
Investment Advisor
in Charlotte, NC
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About this Advisor

Stephen Norris is a certified financial planner, chartered financial consultant and chartered financial analyst working in Charlotte, North Carolina, who has been in the financial industry for 10 years. Norris is an advisor for Park Avenue Securities LLC. Their career trajectory has included roles at Park Avenue Securities and Consolidated Planning. Norris has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Park Avenue Securities LLC is a business headquartered in Charlotte, North Carolina. The firm has offices in 86 locations and a total of 1,708 employees. It has $3 billion in total assets across its 18,575 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides financial advice to 77 charitable organizations. Of its 18,575 client accounts, 24% are associated with high-net-worth clients who have at least $1 million in investable assets. Park Avenue Securities LLC has a set of services, such as financial planning services, portfolio management for individuals and small businesses and educational seminars. A financial advisor's fees usually depend on which services the firm provides the client. However, fees charged by Park Avenue Securities LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Certified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

4201 Congress St Suite 295
Charlotte, NC 28209

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

NC Average: $7,464,549,021
Total Number of Employees

1,777

NC Average: 88
Total Number of Accounts

25,160

NC Average: 3,892
Average Account Size

$159,876

NC Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Norris Work History

Stephen has 10 years of experience.

2009 - Present (10 years)

Park Avenue Securities

2008 - Present (11 years)

Consolidated Planning

Disclosures

Stephen Norris has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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