Stuart
Gardner

Lpl Financial LLC

CRD#1157748
Investment Advisor
in Charlotte, NC
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About this Advisor

Stuart Gardner is a certified financial planner based in Charlotte, North Carolina. Currently a registered investment advisor with Lpl Financial LLC, they have accrued 14 years of practice as a registered advisor. Gardner holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Gardner is registered to operate in North Carolina and Texas. Their career trajectory has included roles at H&R Block Financial Advisors, Inc, Securities America, Inc, Securities America Advisor and Lpl Financial, LLC. Lpl Financial LLC is based out of Charlotte, North Carolina, and has 8,011 offices throughout the nation. As a company, Lpl Financial LLC oversees $153 billion in assets throughout 680,466 client accounts and employs more than 22,703 people. The firm's total assets under management places it among the largest financial advisory firms in the United States. The firm manages 655,827 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 23% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in capital. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

3530 Toringdon Way Ste 108
Charlotte, NC 28277

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

NC Average: $16,012,751,954
Total Number of Employees

22,790

NC Average: 118
Total Number of Accounts

786,525

NC Average: 4,567
Average Account Size

$202,281

NC Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Stuart Gardner Work History

Stuart has 14 years of experience.

2009 - Present (10 years)

Lpl Financial, LLC

2009 - 2009 (< 1 year)

Securities America, Inc

2009 - 2009 (< 1 year)

Securities America Advisor

2004 - 2009 (5 years)

H&R Block Financial Advisors, Inc

Disclosures

Stuart Gardner has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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