Thomas
Simonson

Lockton Investment Advisors, LLC

CRD#2491186
Investment Advisor
in Charlotte, NC
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About this Advisor

Thomas Simonson is a certified financial planner who works out of Charlotte, North Carolina. Currently an investment advisor at Lockton Investment Advisors, LLC, they have accrued 15 years of work experience as a financial advisor. Simonson holds a Series 63 license, which certifies the advisor as a securities agent. Simonson is able to serve investors in Missouri. Their career trajectory has included roles at Mmc Securites Corp, Mercer H&B, Lockton Companies, LLC, Lockton Financial Advisors, LLC and Lockton Investment Advisors, LLC. Lockton Investment Advisors, LLC is headquartered in Charlotte, North Carolina, and has 15 offices across the United States. In aggregate, Lockton Investment Advisors, LLC oversees $4 billion in assets across 192 client accounts and employs more than 104 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the nation. The firm manages 49 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. None of the advisory firm's 192 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Lockton Investment Advisors, LLC provides financial planning services, portfolio management for individuals and small businesses and pension consulting services. The firm may charge clients asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

4725 Piedmont Row Drive, Suite 510
Charlotte, NC 28210

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Lockton Investment Advisors, LLC Brokerage Details

Total Assets Under Management

$4,200,085,657

NC Average: $11,469,110,461
Total Number of Employees

104

NC Average: 458
Total Number of Accounts

192

NC Average: 33,415
Average Account Size

$21,875,446

NC Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services

Thomas Simonson Work History

Thomas has 15 years of experience.

2012 - Present (7 years)

Lockton Companies, LLC

2012 - Present (7 years)

Lockton Financial Advisors, LLC

2012 - Present (7 years)

Lockton Investment Advisors, LLC

2005 - 2012 (7 years)

Mercer H&B

2003 - 2012 (9 years)

Mmc Securites Corp

Disclosures

Thomas Simonson has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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