Thomas
Thalman

Cambridge Investment Research Advisors, Inc

CRD#2468195
Investment Advisor
in Raleigh, NC
Are you Thomas Thalman? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Thomas Thalman is a certified financial planner operating in Raleigh, North Carolina, who has been in the advisory business for 13 years. Thalman is an employee of Cambridge Investment Research Advisors, Inc. Their career trajectory has included roles at Lincoln Financial Advisors Corp, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Thalman has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in North Carolina. Cambridge Investment Research Advisors, Inc is a firm operating out of Raleigh, North Carolina. It has offices in 1,728 locations and a total of 2,672 advisors. It controls $40 billion in assets under management between its 225,374 customer accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm advises 175 charities and foundations. Of its 225,374 accounts, just 7% are held by high-net-worth clients who have more than $1 million in investable assets. The firm offers a wide range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees charged by financial advisors typically are based on which service is offered. Fees charged by Cambridge Investment Research Advisors, Inc may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

5540 Centerview Drive Suite 200
Raleigh, NC 27606

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$40,310,842,455

NC Average: $9,259,360,772
Total Number of Employees

2,672

NC Average: 166
Total Number of Accounts

225,374

NC Average: 7,189
Average Account Size

$178,862

NC Average: $1,287,990

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Thomas Thalman Work History

Thomas has 13 years of experience.

2012 - Present (7 years)

Cambridge Investment Research, Inc

2012 - Present (7 years)

Cambridge Investment Research Advisors, Inc

2005 - 2012 (7 years)

Lincoln Financial Advisors Corp

Disclosures

Thomas Thalman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started