William
Harmon

Vanguard Advisers Inc

CRD#3161504
Investment Advisor
in Charlotte, NC
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About this Advisor

William Harmon is a certified financial planner in Charlotte, North Carolina. Currently a registered financial advisor with Vanguard Advisers Inc, Harmon has 12 years of professional experience as a financial advisor. Harmon holds Series 63 and Series 66 licenses, qualifying the advisor as a securities representative. Harmon is registered to operate based out of North Carolina and Texas. Throughout their career, they have worked at High Point Bank, Uvest Financial Services Group, Inc, Charles Schwab Bank, Charles Schwab & Co., Inc, Jp Morgan Securities LLC, The Vanguard Group, Inc, Visionary Horizons, Cetera Advisors and Pnc Investments. Vanguard Advisers Inc is based out of Charlotte, North Carolina, and has three other offices across the United States. Overall, Vanguard Advisers Inc oversees $151 billion in assets dispersed across 661,667 client accounts and retains more than 878 people. The firm's total assets under management makes it one of the largest investment advisory firms in the country. The firm manages 661,632 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 4% of the advisory firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Vanguard Advisers Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2525 Water Ridge Pkwy. 1 North Falls Plaza Ste. 100
Charlotte, NC 28217

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Vanguard Advisers Inc Brokerage Details

Total Assets Under Management

$160,926,810,750

NC Average: $15,833,994,310
Total Number of Employees

984

NC Average: 41
Total Number of Accounts

460,532

NC Average: 3,342
Average Account Size

$349,437

NC Average: $4,737,880

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

William Harmon Work History

William has 12 years of experience.

2018 - Present (1 years)

The Vanguard Group, Inc

2017 - 2018 (1 years)

Pnc Investments

2016 - 2016 (0 years)

Visionary Horizons

2016 - 2017 (1 years)

Cetera Advisors

2015 - 2016 (1 years)

Jp Morgan Securities LLC

2009 - 2015 (6 years)

Charles Schwab Bank

2009 - 2015 (6 years)

Charles Schwab & Co., Inc

2006 - 2009 (3 years)

High Point Bank

2006 - 2009 (3 years)

Uvest Financial Services Group, Inc

Disclosures

William Harmon has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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