William
Morris Iii

Rbc Capital Markets, LLC

CRD#4275066
Investment Advisor
in Raleigh, NC
Are you William Morris Iii? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

William Morris Iii is a certified financial planner who works in Raleigh, North Carolina, who has 12 years of financial industry experience. Morris Iii currently works for Rbc Capital Markets, LLC. Over the course of their career, Morris Iii has held roles at Wells Fargo Advisors LLC, Wachovia Securities, LLC, Wells Fargo Clearing Services, LLC, City National Bank and Rbc Capital Markets, LLC. Morris Iii holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in North Carolina. Rbc Capital Markets, LLC is an advisory firm that has its headquarters in Raleigh, North Carolina. The firm has offices in 254 locations and a total of 7,115 employees. It administers $106 billion in assets between its 254,944 client accounts, making it one of the largest financial advisory firms in the country by assets under management. Of its 254,944 accounts, just 6% are associated with high-net-worth clients who have at least $1 million in investable assets. Rbc Capital Markets, LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees depend on which services the firm provides the client. However, fees charged by Rbc Capital Markets, LLC may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

4208 Six Forks Road Suite 1208
Raleigh, NC 27609-5755

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Rbc Capital Markets, LLC Brokerage Details

Total Assets Under Management

$106,032,037,430

NC Average: $7,464,549,021
Total Number of Employees

7,115

NC Average: 88
Total Number of Accounts

254,944

NC Average: 3,892
Average Account Size

$415,903

NC Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

William Morris Iii Work History

William has 12 years of experience.

2017 - Present (2 years)

City National Bank

2017 - Present (2 years)

Rbc Capital Markets, LLC

2016 - 2017 (1 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

2006 - 2009 (3 years)

Wachovia Securities, LLC

Disclosures

William Morris Iii has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started