Carroll Financial Associates Inc

Investment Advisor
in Charlotte, NC
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About this Advisor

William Trahan is a certified financial planner operating out of Charlotte, North Carolina, with 19 years in the industry. Trahan currently works for Carroll Financial Associates Inc. Their career trajectory has included roles at Financial Network Investment Corporation, Carroll Financial Associates, Inc and Cetera Advisor Networks LLC. Trahan maintains a Series 63 license, qualifying them as a securities representative, and can operate in North Carolina. Carroll Financial Associates Inc is an advisory firm that has its headquarters in Charlotte, North Carolina. The firm has offices in four locations and a total of 43 advisors. It manages $3 billion in assets between its 6,259 accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 11 charitable organizations. Of its 6,259 client accounts, just 14% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm performs a wide array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, publication of newsletters and educational seminars. Financial management fee schedules usually are based on the type of services provided. Fees charged by Carroll Financial Associates Inc can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees



Office Location

4201 Congress Street Suite 210
Charlotte, NC 28209

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Carroll Financial Associates Inc Brokerage Details

Total Assets Under Management


NC Average: $3,625,019,099
Total Number of Employees


NC Average: 22
Total Number of Accounts


NC Average: 1,917
Average Account Size


NC Average: $1,890,985

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

William Trahan Work History

William has 19 years of experience.

2013 - Present (6 years)

Cetera Advisor Networks LLC

2004 - Present (15 years)

Carroll Financial Associates, Inc

1999 - 2012 (13 years)

Financial Network Investment Corporation


William Trahan has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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