Elizabeth
Dooley
City National Rochdale
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About this Advisor
Elizabeth Dooley is a chartered financial analyst based out of New York, New York with 22 years of relevant experience. Dooley works at City National Rochdale. Their career trajectory has included roles at Rochdale Investment Management and Rim Securities LLC. Dooley holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California, Florida and New York. City National Rochdale is a firm based out of New York, NY. The investment advisory business has offices in nine locations and a total of 300 people on staff. It handles $54 billion in assets under management among its 41,759 client accounts, making it one of the largest financial advisory firms in the United States by assets under management. The firm serves 372 charitable organizations. Of its 41,759 accounts, 81% belong to high-net-worth investors who have more than $1 million in investable assets. The advisory firm has a wide assortment of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually depend on the type of services offered. However, fees charged by City National Rochdale most likely are comprised of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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City National Rochdale Brokerage Details
$54,166,000,000
300
41,759
$1,297,110
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Elizabeth Dooley Work History
Elizabeth has been registered as a financial advisor for 22 years.*
Rochdale Investment Management
Rim Securities LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Elizabeth Dooley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at City National Rochdale
Beverly Hills, CA
New York, NY
New York, NY
New York, NY
New York, NY
New York, NY
Beverly Hills, CA
San Francisco, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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