James
Holland

Hsbc Securities (Usa) Inc

CRD#2205488
Investment Advisor
in New York, NY

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About this Advisor

James Holland is a chartered financial analyst operating in New York, New York who has 14 years of industry experience. Holland works at Hsbc Securities (Usa) Inc. Holland has gained experience at Hsbc Private Bank and Hsbc Bank. Holland holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to work in District Of Columbia and Texas. Hsbc Securities (Usa) Inc is a registered investment business that has its headquarters in New York, NY. The firm has offices in 60 locations and a total of 510 advisors. It handles $3 billion in assets under management among its 13,225 accounts, making it one of the largest financial advisory firms in the United States by assets under management. Of its 13,225 customer accounts, 25% are associated with high-net-worth investors who have greater than $1 million in assets. The advisory firm has a wide array of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Financial advisory fee schedules usually are based on which service is offered. However, fee types charged by Hsbc Securities (Usa) Inc can include some blend of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years Registered*

14 years

Services Offered

Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

452 Fifth Avenue 6Th Floor
New York, NY 10018

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Hsbc Securities (Usa) Inc Brokerage Details

Total Assets Under Management

$2,818,810,644

NY Average: $7,464,549,021
Total Number of Employees

510

NY Average: 88
Total Number of Accounts

13,225

NY Average: 3,892
Average Account Size

$213,143

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

James Holland Work History

James has been registered as a financial advisor for 14 years.*

2015 - Present (9 years)

Hsbc Private Bank

2006 - 2015 (9 years)

Hsbc Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Holland to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hsbc Securities (Usa) Inc

Giscard Chery
New Hyde Park, NY
Heidi Lau
Fremont, CA
Matthew Lum
San Francisco, CA
Ricardo Ramirez
Beverly Hills, CA
Emily Lin
Arcadia, CA
Keith Smith
Depew, NY
Angela Carracino
Forest Hills, NY
Jason Klager
New Hyde Park, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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