Shannon
Bene
Empirical Wealth Management
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About this Advisor
Shannon Bene is a certified financial planner operating in Portland, Oregon who has 2 years of relevant experience. Bene works at Empirical Wealth Management. Their career trajectory has included roles at Fidelity Brokerage Services Inc, Td Ameritrade, E*Trade Securities LLC, E*Trade Capital Management LLC and Empirical Wealth Management. Bene has Series 63 and Series 66 licenses, designating them as a securities agent, and is able to advise clients in Alaska, California, Oregon and Washington. Empirical Wealth Management is a registered investment business that has its headquarters in Seattle, WA. The company has offices in 11 locations and a total of 65 advisors. It controls $4 billion in total assets between its 6,280 client accounts, placing it among the largest firms in the country by assets under management. Of its 6,280 customer accounts, 62% belong to high-net-worth individuals who have greater than $1 million in assets. Empirical Wealth Management has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually are based on the services offered. However, fee types billed by Empirical Wealth Management likely include asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Empirical Wealth Management Brokerage Details
$4,178,934,091
65
6,280
$665,435
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Shannon Bene Work History
Shannon has been registered as a financial advisor for 2 years.*
Empirical Wealth Management
E*Trade Securities LLC
E*Trade Capital Management LLC
E*Trade Securities LLC
E*Trade Capital Management LLC
E*Trade Securities LLC
E*Trade Capital Management LLC
Td Ameritrade
Fidelity Brokerage Services Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Shannon Bene to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Empirical Wealth Management
Seattle, WA
Seattle, WA
Irvine, CA
Seattle, WA
Seattle, WA
Portland, OR
Seattle, WA
Portland, OR
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
