Joseph
Holcomb

Rockefeller Financial LLC

CRD#2573551
Investment Advisor
in Chicago, IL

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About this Advisor

Joseph Holcomb is a financial advisor operating out of Chicago, Illinois who has 2 years of relevant experience. Holcomb works at Rockefeller Financial LLC. The advisor has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Bank Of America, Na and Rockefeller Financial LLC. Holcomb holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Ohio and Texas. Rockefeller Financial LLC is an advisory company operating out of New York, NY. The company has offices in 39 locations and a total of 531 people on staff. It controls $35 billion in assets under management across its 46,727 accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 215 charitable organizations. Of its 46,727 client accounts, 29% are held by high-net-worth individuals who have more than $1 million in investable assets. The company performs a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees charged by financial advisors usually are based on which services the firm provides the client. Fees charged by Rockefeller Financial LLC most likely consist of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

227 West Monroe, Suite 2050
Chicago, IL 60606

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Rockefeller Financial LLC Brokerage Details

Total Assets Under Management

$34,707,894,464

IL Average: $7,464,549,021
Total Number of Employees

531

IL Average: 88
Total Number of Accounts

46,727

IL Average: 3,892
Average Account Size

$742,780

IL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Joseph Holcomb Work History

Joseph has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Rockefeller Financial LLC

2009 - 2021 (12 years)

Bank Of America,Na

1995 - 2021 (26 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Holcomb to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Rockefeller Capital Management

Janelle Cromwell
Olympia, WA
Amy Labarge
Atlanta, GA
Mason Liu
Boca Raton, FL
Cristina Tacettin
St. Augustine, FL
Trisha Fountain
Cincinnati, OH
Vincent Selip
Trenton, NJ
Lindsay Dreyer
Chicago, IL
Max Podlone
Los Gatos, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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