Judith
Tengler

Lpl Financial LLC

CRD#1514110
Investment Advisor
in Independence, OH

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About this Advisor

Judith Tengler is a financial advisor who works in Independence, Ohio with a total of 5 years of relevant experience. Tengler works at Lpl Financial LLC. Their career trajectory has included roles at Lpl Financial LLC, Private Advisor Group, LLC and Signator Investors, Inc. Tengler holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can advise clients in Ohio. Lpl Financial LLC is an advisory company based out of Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 employees. It administers $368 billion in assets between its 1,688,501 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 customer accounts, 31% are associated with high-net-worth investors who have at least $1 million in investable assets. Lpl Financial LLC has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees typically depend on which services the firm provides the client. Fees billed by Lpl Financial LLC likely consist of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

5000 Rockside Rd Ste 550
Independence, OH 44131

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

OH Average: $646,059,043
Total Number of Employees

31,366

OH Average: 13
Total Number of Accounts

1,688,501

OH Average: 661
Average Account Size

$217,956

OH Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Judith Tengler Work History

Judith has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Lpl Financial LLC

2019 - 2019 (< 1 year)

Private Advisor Group, LLC

1986 - 2018 (32 years)

Signator Investors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Judith Tengler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
John Noone
Bedford, MA
Raymond Lopez
Fresno, CA
Timothy Meyers
Wenatchee, WA
Michelle Paris
Croydon, NH
David Capitan
Hinsdale, IL
William Feudale
Hazleton, PA
John Neuenswander
Salt Lake City, UT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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