Michael
Fazio
Principal Securities, Inc
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About this Advisor
Michael Fazio is a financial advisor who works out of Des Moines, Iowa. Fazio is an advisor for Principal Securities, Inc. During their career, Fazio has held roles at Nationwide Financial, Express Scripts International, Ohio Democratic Party, Vote Smart, Columbus Zoo And Aquarium, Wittenberg University, Nationwide Investment Services Corporation, Jpmorgan Securities LLC, Nationwide Life Insurance Company, Randstad Staffing, Jpmorgan Chase Bank N.A, Microventure Marketplace Inc, Principal Life Insurance and Principal Securities. Fazio holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Ohio. Principal Securities, Inc is a firm based out of Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It controls $9 billion in total assets among its 46,075 customer accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm advises 34 charities and foundations. Of its 46,075 client accounts, just 3% are associated with high-net-worth clients who have more than $1 million in assets. The business performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on which services are offered. Fee types billed by Principal Securities, Inc may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Michael Fazio Work History
Michael has been registered as a financial advisor for 0 years.*
Principal Life Insurance
Principal Securities
Microventure Marketplace Inc
Nationwide Investment Services Corporation
Jpmorgan Securities LLC
Jpmorgan Chase Bank N.A
Nationwide Financial
Nationwide Life Insurance Company
Randstad Staffing
Express Scripts International
Ohio Democratic Party
Vote Smart
Columbus Zoo And Aquarium
Wittenberg University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Michael Fazio to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Milwaukee, WI
Seattle, WA
Birmingham, AL
Williamston, MI
Tampa, FL
Des Moines, IA
Wdm, IA
Lansing, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
