Richard
Harris
Hsbc Securities (Usa) Inc
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About this Advisor
Richard Harris is a financial advisor operating in Miami, Florida who has 2 years of relevant experience. Harris is on the advisory team at Hsbc Securities (Usa) Inc. Over the course of their career, Harris has held roles at Jp Morgan Securities, LLC, Nationwide Mutual Insurance Co, Bmw Financial Services, Merrill Lynch, Pierce, Fenner & Smith Inc, Innosource Inc, Bank Of America, N.A, Wells Fargo Clearing Services, LLC, Hsbc Bank Usa, N.A and Hsbc Securities (Usa) Inc. Harris has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to work in Florida. Hsbc Securities (Usa) Inc is an advisory company based in New York, NY. It has offices in 60 locations and a total of 510 financial advisors. It has $3 billion in assets between its 13,225 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. Of its 13,225 accounts, 25% are held by high-net-worth clients who have greater than $1 million in investable assets. The firm performs a number of services, such as portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Fees charged by financial advisors typically depend on which services the firm provides the client. However, fees charged by Hsbc Securities (Usa) Inc likely include asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hsbc Securities (Usa) Inc Brokerage Details
$2,818,810,644
510
13,225
$213,143
Investment Advisory Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Other
Richard Harris Work History
Richard has been registered as a financial advisor for 2 years.*
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Inc
Bank Of America, N.A
Jp Morgan Securities, LLC
Nationwide Mutual Insurance Co
Bmw Financial Services
Innosource Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Richard Harris to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hsbc Securities (Usa) Inc
Beverly Hills, CA
Scarsdale, NY
San Francisco, CA
Beverly Hills, CA
Brooklyn, NY
Depew, NY
Forest Hills, NY
New Hyde Park, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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