Ashwini
Ahluwalia

M Holdings Securities, Inc

CRD#1783739
Investment Advisor
in Portland, OR
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About this Advisor

Ashwini Ahluwalia is a certified financial planner whose office is in Portland, Oregon. Currently an advisor with M Holdings Securities, Inc, they have gathered 10 years of professional experience. Ahluwalia has Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Ahluwalia is able to act as a financial advisor in New Jersey. During their career, Ahluwalia has held roles at Privatr Client Group, LLC, Ameritas Investment Corp, Ameritas Life Insurance, Union Central Life Insurance, Acacial Life Insurance, Hornor Townsend & Kent Inc, Penn Mutual Life Ins Co, Metlife Securities Inc, M Holdings Securities, Inc and Atlas Advisory Group. M Holdings Securities, Inc is headquartered in Portland, Oregon, and has 113 other locations in the nation. In aggregate, M Holdings Securities, Inc manages $3 billion in assets dispersed across 7,718 accounts and employs more than 279 people. The level of assets currently under the firm's management makes it one of the largest firms in the nation. All of the firm's accounts are managed on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 14% of the advisory firm's clients are high-net-worth individuals, meaning they have over $1 million in assets. M Holdings Securities, Inc provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

Yes

Office Location

1125 N.W. Couch St., Ste. 900
Portland, OR 97209

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M Holdings Securities, Inc Brokerage Details

Total Assets Under Management

$2,799,355,830

OR Average: $1,120,203,312
Total Number of Employees

852

OR Average: 50
Total Number of Accounts

8,297

OR Average: 1,309
Average Account Size

$337,394

OR Average: $855,770

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Ashwini Ahluwalia Work History

Ashwini has 10 years of experience.

2014 - Present (5 years)

M Holdings Securities, Inc

2014 - Present (5 years)

Atlas Advisory Group

2012 - 2014 (2 years)

Metlife Securities Inc

2010 - 2012 (2 years)

Hornor Townsend & Kent Inc

2010 - 2012 (2 years)

Penn Mutual Life Ins Co

2008 - 2010 (2 years)

Privatr Client Group, LLC

2008 - 2010 (2 years)

Ameritas Investment Corp

2008 - 2010 (2 years)

Ameritas Life Insurance

2008 - 2010 (2 years)

Union Central Life Insurance

2008 - 2010 (2 years)

Acacial Life Insurance

Disclosures

Ashwini Ahluwalia has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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