David
Budd

Umpqua Investments, Inc

CRD#5209784
Investment Advisor
in Portland, OR
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About this Advisor

David Budd is a certified financial planner based out of Portland, Oregon, who has been in the industry for 14 years. Budd works at Umpqua Investments, Inc. Over the course of their career, Budd has held roles at Wells Fargo Advisors, LLC, Wells Fargo Investment, Wells Fargo Bank, Sea Life Differently, Ims Capital Managament, Inc, Bank Of The West, Bancwest Investment Services, Umpqua Bank and Umpqua Investments. Budd holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in Oregon and Washington. Umpqua Investments, Inc is a company that has its headquarters in Portland, Oregon. The firm has offices in 17 locations and a total of 57 advisors. It administers $720 million in total assets across its 2,332 customer accounts, placing it among the larger investment advisory firms in the United States by assets under management. The firm provides services to 12 charitable organizations. Of its 2,332 client accounts, just 5% belong to high-net-worth clients who have at least $1 million in assets available to invest. Umpqua Investments, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Financial advisory fees largely depend on the type of financial services provided. However, fees charged by Umpqua Investments, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

805 Sw Broadway Suite 2240
Portland, OR 97205

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Umpqua Investments, Inc Brokerage Details

Total Assets Under Management

$704,427,000

OR Average: $1,120,203,312
Total Number of Employees

79

OR Average: 50
Total Number of Accounts

2,195

OR Average: 1,309
Average Account Size

$320,923

OR Average: $855,770

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

David Budd Work History

David has 14 years of experience.

2017 - Present (2 years)

Umpqua Bank

2017 - Present (2 years)

Umpqua Investments

2012 - 2017 (5 years)

Bank Of The West

2012 - 2017 (5 years)

Bancwest Investment Services

2011 - 2012 (1 years)

Wells Fargo Advisors, LLC

2011 - 2012 (1 years)

Ims Capital Managament, Inc

2006 - 2012 (6 years)

Wells Fargo Investment

2004 - 2012 (8 years)

Wells Fargo Bank

2004 - Present (15 years)

Sea Life Differently

Disclosures

David Budd has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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