Juliann
Romain

D.A. Davidson & Co

CRD#6280366
Investment Advisor
in Portland, OR
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About this Advisor

Juliann Romain is a financial advisor who works in Portland, Oregon. Currently an investment advisor at D.A. Davidson & Co, Romain has 14 years of experience in the financial advisory industry. Romain has a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Romain is registered to serve investors based out of Washington. Their career trajectory has included roles at Bank Reale, Full Time Education, Starbucks, Richland Animal Hospital and D.A. Davidson & Co. D.A. Davidson & Co is based out of Portland, Oregon, and has 67 additional offices across the United States. In total, D.A. Davidson & Co oversees $15 billion in assets across 47,201 accounts and retains more than 515 people. The level of assets currently under the firm's management makes it one of the biggest financial advisory firms in the United States. The firm manages 40,742 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 18% of the advisor firm's clients are high-net-worth individuals, meaning they have greater than $1 million in investable assets. D.A. Davidson & Co can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

1300 Sw 5Th Avenue Suite 1950
Portland, OR 97201

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

OR Average: $2,609,029,241
Total Number of Employees

630

OR Average: 66
Total Number of Accounts

53,308

OR Average: 6,076
Average Account Size

$320,872

OR Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Juliann Romain Work History

Juliann has 14 years of experience.

2013 - Present (6 years)

D.A. Davidson & Co

2012 - 2013 (1 years)

Bank Reale

2012 - 2012 (0 years)

Richland Animal Hospital

2011 - 2011 (0 years)

Starbucks

2004 - 2011 (7 years)

Full Time Education

Disclosures

Juliann Romain has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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