Michael
Dennison

Principal Securities, Inc

CRD#4779137
Investment Advisor
in San Jose, CA

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About this Advisor

Michael Dennison is a financial advisor based out of San Jose, California with a total of 1 year of industry experience. Dennison is currently employed by Principal Securities, Inc. During their career, Dennison has held roles at Principal Life Ins Co, Princor Financial Services Corp, Pruco Securities, LLC, The Prudential Insurance Company Of America, Principal Securities Inc and Principal Life Insurance Company. Dennison maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to advise clients in California. Principal Securities, Inc is a financial advisory firm headquartered in Des Moines, IA. It has offices in 350 locations and a total of 1,430 employees. It controls $9 billion in total assets across its 46,075 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises 34 charities and foundations. Of its 46,075 client accounts, just 3% are held by high-net-worth investors who have at least $1 million in assets. The firm offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually vary depending on the type of financial services offered. Fee types billed by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

14416 Union Ave
San Jose, CA 95124

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

CA Average: $9,259,360,772
Total Number of Employees

1,430

CA Average: 166
Total Number of Accounts

46,075

CA Average: 7,189
Average Account Size

$204,381

CA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Michael Dennison Work History

Michael has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Principal Securities Inc

2022 - Present (2 years)

Principal Life Insurance Company

2017 - 2022 (5 years)

Pruco Securities, LLC

2017 - 2022 (5 years)

The Prudential Insurance Company Of America

2011 - 2017 (6 years)

Principal Life Ins Co

2011 - 2017 (6 years)

Princor Financial Services Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Michael Dennison to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jairus Halladay
Milwaukee, WI
Jamey Pesek
Fargo, ND
Alison White
Birmingham, AL
John Pettit
Puyallup, WA
William Daines
Tampa, FL
Paige Lewis
Seattle, WA
James Henry
Wdm, IA
Conrad Beeler
Lansing, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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