Shalene
Caldwell

Wells Fargo Clearing Services, LLC

CRD#4846937
Investment Advisor
in Portland, OR
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About this Advisor

Shalene Caldwell is a certified financial planner operating out of Portland, Oregon, who has 11 years of financial industry experience. Caldwell is currently employed by Wells Fargo Clearing Services, LLC. Throughout their career, they have worked at Morgan Stanley & Co., Inc, Morgan Stanley Smith Barney, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Caldwell has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Oregon and Texas. Wells Fargo Clearing Services, LLC is a registered investment company that has its headquarters in Portland, Oregon. The firm has offices in 6,557 locations and a total of 26,409 people on staff. It controls $473 billion in assets under management across its 1,432,715 client accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% belong to high-net-worth clients who have greater than $1 million in assets available to invest. Wells Fargo Clearing Services, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules usually vary depending on the type of services offered. However, fees charged by Wells Fargo Clearing Services, LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

222 Sw Columbia St 18Th Fl Koin Center
Portland, OR 97201

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

OR Average: $11,469,110,461
Total Number of Employees

26,352

OR Average: 458
Total Number of Accounts

1,434,106

OR Average: 33,415
Average Account Size

$302,067

OR Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Shalene Caldwell Work History

Shalene has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2010 - 2016 (6 years)

Wells Fargo Advisors LLC

2009 - 2010 (1 year)

Morgan Stanley Smith Barney

2007 - 2009 (2 years)

Morgan Stanley & Co., Inc

Disclosures

Shalene Caldwell has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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