Stephen
Woods

Royal Alliance Associates, Inc

CRD#850533
Investment Advisor
in Portland, OR
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About this Advisor

Stephen Woods is a certified financial planner whose office is in Portland, Oregon. Currently a registered advisor at Royal Alliance Associates, Inc, they have gathered an impressive 34 years of work experience. Woods maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Woods is registered to act as an advisor based out of Oregon and Washington. Throughout their career, Woods has worked at Resource Investment Advisory, Resource Financial Planning, Royal Alliance Associates, Inc and Resource Insurance Services, Inc. Royal Alliance Associates, Inc is headquartered in Portland, Oregon, and has 459 other locations throughout the country. As a company, Royal Alliance Associates, Inc oversees $8 billion in assets throughout 30,657 client accounts and retains more than 1,933 people. The firm's total assets under management places it among the biggest financial advisory firms in the country. The firm manages 16,603 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 13% of the advisory firm's investors are high-net-worth individuals, meaning they have over $1 million in capital. Royal Alliance Associates, Inc can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

34 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

9115 Sw Oleson Rd Suite 303
Portland, OR 97223

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$12,621,142,596

OR Average: $10,121,009,343
Total Number of Employees

2,951

OR Average: 92
Total Number of Accounts

62,916

OR Average: 6,978
Average Account Size

$200,603

OR Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Woods Work History

Stephen has 34 years of experience.

1989 - Present (30 years)

Royal Alliance Associates, Inc

1986 - Present (33 years)

Resource Investment Advisory

1985 - Present (34 years)

Resource Insurance Services, Inc

1984 - Present (35 years)

Resource Financial Planning

Disclosures

Stephen Woods has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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