Steven
Thomas

Phillips And Company Advisors LLC

CRD#4894101
Investment Advisor
in Portland, OR

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About this Advisor

Steven Thomas is a financial advisor based in Portland, Oregon with a total of 10 years of relevant experience. Thomas works at Phillips And Company Advisors LLC. They have spent their whole career at Phillips And Company Advisors Llc. Thomas has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Oregon. Phillips And Company Advisors LLC is a firm operating out of Portland, OR. It oversees $1 billion in assets under management among its 1,211 accounts, making it one of the bigger firms in the United States by assets under management. The firm provides services to 10 charitable organizations. Of its 1,211 accounts, just 5% are held by high-net-worth clients who have greater than $1 million in assets. The firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and other services. Financial advisory fee schedules usually vary depending on which services the firm provides the client. However, fee types charged by Phillips And Company Advisors LLC may include any blend of asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

521 Sw 11Th Avenue Suite 200
Portland, OR 97205

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Phillips And Company Advisors LLC Brokerage Details

Total Assets Under Management

$1,171,903,143

OR Average: $1,120,203,312
Total Number of Employees

21

OR Average: 50
Total Number of Accounts

1,211

OR Average: 1,309
Average Account Size

$967,715

OR Average: $855,770

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

Steven Thomas Work History

Steven has been registered as a financial advisor for 10 years.*

2005 - Present (19 years)

Various Insurance Carriers For W & R Insurance Agencies

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Thomas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Phillips And Company Advisors LLC

Margaret Mckay
Portland, OR
Daniel Colwill
Portland, OR
Stacy Noll
Portland, OR
Steven Thomas
Portland, OR
George Myers
Portland, OR
Chad Parlow
Portland, OR
Michael Hardy
Portland, OR
Mark Loewen
Portland, OR

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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