Thomas
Diffely

D.A. Davidson & Co

CRD#3140777
Investment Advisor
in Portland, OR
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About this Advisor

Thomas Diffely is an advisor whose office is in Portland, Oregon. Currently a registered investment advisor with D.A. Davidson & Co, Diffely has 10 years of practice as a financial advisor. Diffely maintains a Series 63 license, certifying them as a securities broker. Diffely can advise customers in Oregon. Diffely has spent their complete career at D.A. Davidson & Co. D.A. Davidson & Co is based out of Portland, Oregon, and operates out of 67 other offices throughout the United States. In total, D.A. Davidson & Co manages $15 billion in assets dispersed across 47,201 accounts and retains more than 515 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the country. The firm manages 40,742 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 18% of the investment firm's clients are high-net-worth individuals, meaning they have more than $1 million in assets. D.A. Davidson & Co offers financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

222 Sw Columbia St Suite 1400
Portland, OR 97201

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

OR Average: $2,609,029,241
Total Number of Employees

630

OR Average: 66
Total Number of Accounts

53,308

OR Average: 6,076
Average Account Size

$320,872

OR Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Thomas Diffely Work History

Thomas has 10 years of experience.

2010 - Present (9 years)

D.A. Davidson & Co

Disclosures

Thomas Diffely has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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