James
Mcbroom

Ameriprise Financial Services, Inc

CRD#3013084
Investment Advisor
in Pittsburgh, PA
Are you James Mcbroom? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

James Mcbroom is a certified financial planner based in Pittsburgh, Pennsylvania, who has been in the industry for 19 years. Mcbroom currently works for Ameriprise Financial Services, Inc. During their career, the advisor has held roles at S&T Bank, S&T Insurance Group and Investment Professionals, Inc. Mcbroom maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in Florida and Pennsylvania. Ameriprise Financial Services, Inc is a registered investment firm that has its headquarters in Pittsburgh, Pennsylvania. The investment advisory business has offices in 161 locations and a total of 13,020 financial advisors. It manages $244 billion in assets under management between its 1,268,997 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides services to 1,420 charities and foundations. Of its 1,268,997 accounts, just 3% are held by high-net-worth clients who have more than $1 million in assets. The business offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules vary depending on the type of services. However, fee types charged by Ameriprise Financial Services, Inc most likely are comprised of some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

7660 Saltsburg Rd
Pittsburgh, PA 15239

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

PA Average: $5,289,111,388
Total Number of Employees

13,718

PA Average: 157
Total Number of Accounts

1,393,263

PA Average: 8,262
Average Account Size

$178,230

PA Average: $640,173

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

James Mcbroom Work History

James has 19 years of experience.

2006 - Present (13 years)

Investment Professionals, Inc

2003 - Present (16 years)

S&T Insurance Group

1999 - Present (20 years)

S&T Bank

Disclosures

James Mcbroom has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started