Ameriprise Financial Services, Inc
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About this Advisor
James Mcbroom is a certified financial planner based in Pittsburgh, Pennsylvania, who has been in the industry for 19 years. Mcbroom currently works for Ameriprise Financial Services, Inc. During their career, the advisor has held roles at S&T Bank, S&T Insurance Group and Investment Professionals, Inc. Mcbroom maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in Florida and Pennsylvania. Ameriprise Financial Services, Inc is a registered investment firm that has its headquarters in Pittsburgh, Pennsylvania. The investment advisory business has offices in 161 locations and a total of 13,020 financial advisors. It manages $244 billion in assets under management between its 1,268,997 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides services to 1,420 charities and foundations. Of its 1,268,997 accounts, just 3% are held by high-net-worth clients who have more than $1 million in assets. The business offers a broad array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial advisory fee schedules vary depending on the type of services. However, fee types charged by Ameriprise Financial Services, Inc most likely are comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
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Ameriprise Financial Services, Inc Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
James Mcbroom Work History
James has 19 years of experience.
Investment Professionals, Inc
S&T Insurance Group
James Mcbroom has disclosures.
Please visit their SEC profile for more details.