Steven
Wortmann
Cetera Investment Advisers LLC
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About this Advisor
Steven Wortmann is a financial advisor operating out of Freedom, Pennsylvania with a total of 2 years of industry experience. Wortmann works at Cetera Investment Advisers LLC. During their career, the advisor has held roles at Jackson National Life Distributors LLC, Northwest Bank, Lpl Financial, LLC, Jpmorgan Chase Bank, N.A, J.P. Morgan Securities LLC, Infinex Investments, Inc, First Commonwealth Bank, Cetera Investment Services LLC and Cetera Investment Advisers LLC. Wortmann maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Pennsylvania and Texas. Cetera Investment Advisers LLC is a financial advisory company based in Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 employees. It manages $33 billion in assets among its 176,986 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 431 charitable organizations. Of its 176,986 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fee schedules largely are based on which services the firm provides the client. Fees charged by Cetera Investment Advisers LLC likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Steven Wortmann Work History
Steven has been registered as a financial advisor for 2 years.*
Cetera Investment Services LLC
Cetera Investment Advisers LLC
Infinex Investments, Inc
First Commonwealth Bank
Jpmorgan Chase Bank, N.A
J.P. Morgan Securities LLC
Northwest Bank
Lpl Financial, LLC
Jackson National Life Distributors LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Wortmann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Yonkers, NY
Saint Louis, MO
Philadelphia, PA
Oklahoma City, OK
Iowa Falls, IA
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
