David
Urso
Lpl Financial LLC
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About this Advisor
David Urso is a certified financial planner based out of Westerly, Rhode Island with a total of 14 years of relevant experience. Urso is currently employed by Lpl Financial LLC. They have been an employee of Lpl Financial Llc for the entirety of their career. Urso holds a Series 63 license, qualifying them as a securities broker, and is able to work in Rhode Island. Lpl Financial LLC is a registered investment company based in Fort Mill, SC. It has offices in 9,898 locations and a total of 31,366 financial advisors. It oversees $368 billion in total assets across its 1,688,501 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 accounts, 31% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The firm has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees largely vary depending on which services the firm provides the client. Fee types charged by Lpl Financial LLC most likely consist of some blend of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
David Urso Work History
David has been registered as a financial advisor for 14 years.*
Lpl Financial, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Urso to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Hinsdale, IL
Fort Mill, SC
Dallas, TX
Wenatchee, WA
Fort Mill, SC
Sarasota, FL
Miami, FL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
